Auditor Senior - Operations
Rabobank, N.A. has an exciting opportunity for a Auditor Senior - Compliance, in Roseville or Santa Maria, CA! This position performs audits to assess the overall operational efficiency of Rabobank, N.A.'s Branches and Administrative Support units. The audits assigned to the Auditor Senior are usually of a more complicated nature than those assigned to less experienced audit personnel and generally require a higher level of audit and banking expertise. The Auditor Senior reviews and reports on compliance with established Bank policies, procedures, federal/state regulations, and prudent banking practices. The Auditor Senior uses objective standards and guidelines, which are applied consistently in the review of operations. Audit reports, efficiency enhancement suggestions, and audit findings/recommendations are finalized at the conclusion of operational audit reviews. A bank team approach by the Auditor Senior, in support of the RNA personnel, must be maintained. The Auditor Senior may provide guidance to less experienced audit staff or other personnel assigned to audits, and completes Quality Assurance Reviews of work papers completed by other audit staff as requested to do so. Responsibilities will include and are not limited to the following:
Reviews and assesses the Bank's operational efficiency of branches and administrative departments through periodical audits of each.
Conducts audits of all sizes and complexity. The Auditor Senior is capable of conducting all operational audits within RNA. Recommends scopes of audit for specific functions within assigned audit responsibility.
Prepares work paper documentation to support audit work with evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and management's policies or procedures. Work paper documentation must comply with industry standards.
Reviews records of branches/departments subject to audit for purposes of recognizing inefficiencies and making recommendations for improvements.
Coordinates and analyzes the preparation of periodic reports on specific bank activities as scheduled by an Audit Manager / Director.
Provides management with recommendations for revisions to policy and/or procedures when appropriate.
Assists in the development of audit and analytical programs as directed.
Works in conjunction with the Compliance Officer to ensure the Bank's compliance with financial institution laws and regulations.
Makes presentations to various bank groups and departments on internal controls and audit findings and recommendations.
Supports Audit Manager / Director in budget preparations and audit scheduling as requested to do so. Administers the Functional Audit programs of branches/units established on this type of audit.
Senior Auditors are charged with training less experienced audit personnel in audit routines and conducting audit reviews.
Maintains good working relationship with all RNA staff to foster an open dialogue between audit and other bank personnel.Estimated Salary: $20 to $28 per hour based on qualifications.
Reviews and assesses the Bank's operational efficiency of branches and administrative departments through periodical audits of each.
Conducts audits of all sizes and complexity. The Auditor Senior is capable of conducting all operational audits within RNA. Recommends scopes of audit for specific functions within assigned audit responsibility.
Prepares work paper documentation to support audit work with evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and management's policies or procedures. Work paper documentation must comply with industry standards.
Reviews records of branches/departments subject to audit for purposes of recognizing inefficiencies and making recommendations for improvements.
Coordinates and analyzes the preparation of periodic reports on specific bank activities as scheduled by an Audit Manager / Director.
Provides management with recommendations for revisions to policy and/or procedures when appropriate.
Assists in the development of audit and analytical programs as directed.
Works in conjunction with the Compliance Officer to ensure the Bank's compliance with financial institution laws and regulations.
Makes presentations to various bank groups and departments on internal controls and audit findings and recommendations.
Supports Audit Manager / Director in budget preparations and audit scheduling as requested to do so. Administers the Functional Audit programs of branches/units established on this type of audit.
Senior Auditors are charged with training less experienced audit personnel in audit routines and conducting audit reviews.
Maintains good working relationship with all RNA staff to foster an open dialogue between audit and other bank personnel.Estimated Salary: $20 to $28 per hour based on qualifications.
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